Chapter 3: Holding and Depositing Investor Money

1. As part of the assessment provided for in Regulation 81(6), the Central Bank expects a fund service provider to take into account how investor rights would be affected in the event of the insolvency of the fund service provider, or the third party, or both.
2. The Central Bank expects a fund service provider to clearly document in its Investor Money Management Plan (IMMP) the procedures it would follow to carry out the review required by Regulations 81(6) and 81(7).

Issued: 4 July 2023

Last revision: 4 July 2023